THE LION GROUP LLC BUSINESS PHILOSOPHY

* * * BUSINESS PHILOSOPHY * * *

* * * BUSINESS PHILOSOPHY * * *

STRATEGIC APPROACH: TLG, and its resources /
associates, operate under a professional boundary.
When a client's needs are not applicable to the services
offered by TLG, it is without hesitation that TLG will refer
the client to a professional resource that is specifically
suited in order to accomplish the client's tasks. And, TLG
never requires a referral fee from the client. TLG always
encourages inquiries related to employee safety, health,
or environmental issues.

REACTIVE vs PROACTIVE: A costly regulatory event
is one that is both a surprise and discovered by an
applicable agency. The event may be a result from a
simple government inspection or an event requiring a full
investigation. Issues ranging from personal liability,
criminal charges, and enormous financial penalties can
occur if any business ignores a regulation, whether it be
intentional, or because of the lack of professional internal
resources to ensure compliance. TLG's professional
resources possess a vast knowledge of regulatory
issues, and the capability to devise a sensible plan to
address the challenge, can position a business in a
stable and compliant environment. TLG is available on a
24-hour / 7 day a week, on an "as needed" basis, to
advise a business of their regulatory status and, if
necessary, devise a proactive plan to address the issues.

SCOPE OF WORK: The most important aspect that
TLG, and its resources/associates, possess is the ability
to identify the client's specific needs. An acceptable
scope of work document should be a road map with
appropriate Crossroads and the final end result. TLG
creates the scope of work and generates an outlined
document so that both the client and TLG are fully
informed as to all aspects of a project. These aspects
include ranges in time estimates, support resource costs,
and the final expected result. Generally, the initial scope
of work document is designed and authored by TLG at no
charge to the client.

CONTRACT / AGREEMENT: TLG recognizes a legal
and binding document, between the client and TLG, of
which engages TLG with the client's authorization to
provide services, in the form of a signed proposal
agreement / contract, either generated by the client or
TLG, or a client generated purchase order, or an agreed
monthly / yearly retainer.

SYNOPSIS: A consortium of resources achieves
the client's desired goals, under the direction of
TLG. This management methodology allows a very
focused approach to any specific regulatory
challenge. Expert resources are specifically
selected in accordance with what is required for and
by the client. TLG eliminates non value-added costs.

COST SENSITIVE: Today's businesses are faced
with attempting to continue operating at a profitable
level while conforming to costly regulatory
compliance issues. TLG is acutely aware of this
dilemma, and is commited to the management
philosophy of providing a customized program that
specifically addresses the client's compliance needs,
resulting in reasonable cost levels.

CROSSROADS: To identify the client's specific
needs, TLG uses a project management tool
concept "Crossroads". Crossroads meetings allow
the client to measure progress, appraise costs, and
make decisions on next steps. Dependent on
circumstances, projects may require varying
Crossroads.

The initial Crossroads meeting advises the client of
various routes for addressing regulatory needs or
challenges. Generally, the initial Crossroads
meeting is no cost to the client. The second
Crossroads meeting presents the client with a
project plan and various recommended paths. TLG,
and the client, review the recommendations, discuss
the scope of work and estimate costs for the
identified next Crossroads.

CONFIDENTIALITY: TLG, and its associates,
practice high levels of confidentiality when
undertaking any client project.

INTEGRITY: The success of TLG has been built
on a foundation of integrity. Under no circumstances
will TLG, or its associates, compromise this integrity,
or its reputation, by knowingly circumventing the
requirements of a client or the governmental
agencies with which it interacts.

Created by: THE LION GROUP * * * Website Updated Date: 2021